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Principles of Securities Regulation, 3d The Concise Hornbook Series

  • Author: Thomas Lee Hazen
  • ISBN 10: 0314187995
  • ISBN 13: 9780314187994
  • Edition: 3
  • Release: September 30, 2009
  • Format: Paperback (479 pages)
  • List Price: $42.00
  • More Details

    List Price: $42.00

    Tags: Law, Business, Securities,

    Book Description:
    This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.

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